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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-11
  • NY RA
    APPROVED
    Since 2024-03-11

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Williamsville NY 09/2022 Present
Consumer Brands Llc / Inmyarea.cOm Newport Beach CA 08/2018 03/2019
Ruby's Mv, Inc Santa Ana CA 07/2015 07/2024
  • 09/2022 → Present
    Williamsville, NY
  • 08/2018 → 03/2019
    Consumer Brands Llc / Inmyarea.cOm
    Newport Beach, CA
  • 07/2015 → 07/2024
    Ruby's Mv, Inc
    Santa Ana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-11
  • S66 Uniform Combined State Law Examination
    2024-03-11

View on SEC IAPD

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