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100 Innovation Drive Suite 200, Irvine, CA 92617-3040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-18 |
Branch Locations
100 Innovation Drive Suite 200, Irvine, CA 92617-3040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rimrock Capital Management Llc | Irvine | CA | 06/2021 | Present |
| Foreside Financial Services, Llc | Irvine | CA | 12/2022 | Present |
| Self Employed | Tokyo | 07/2000 | 06/2021 | |
| Ueda Yagi Securities | Tokyo | 06/2008 | 06/2020 |
Rimrock Capital Management; Irvine, CA; Investment Related - Yes; Started 06/2022; Asset Management; Managing Director; Marketing and IR; 160 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-19 |
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