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Habib Habibi

LPl Financial LLC

Fullerton, CA

Downey, CA

Santa Ana, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-14
CA RA APPROVED 2023-04-20
  • TX RA
    APPROVED_RES
    Since 2025-02-14
  • CA RA
    APPROVED
    Since 2023-04-20

Branch Locations

1066 E Bastanchury Rd, Fullerton, CA 92835 • United States

9125 Imperial Hwy Ste A, Downey, CA 90242 • United States

2115 N Broadway, Santa Ana, CA 92706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolsfirst Federal Credit Union Tustin CA 09/2022 Present
Unemployed Lake Forest CA 12/2020 08/2022
Uc Regents Santa Barbara CA 05/2019 12/2020
Unemployed Lake Forest CA 01/2019 04/2019
Full-Time Education Santa Barbara CA 09/2013 12/2018
Lpl Financial Llc Tustin CA 09/2022 Present
  • 09/2022 → Present
    Schoolsfirst Federal Credit Union
    Tustin, CA
  • 12/2020 → 08/2022
    Unemployed
    Lake Forest, CA
  • 05/2019 → 12/2020
    Uc Regents
    Santa Barbara, CA
  • 01/2019 → 04/2019
    Unemployed
    Lake Forest, CA
  • 09/2013 → 12/2018
    Full-Time Education
    Santa Barbara, CA
  • 09/2022 → Present
    Lpl Financial Llc
    Tustin, CA
Other Businesses

04/2023 - SchoolsFirst Investment Services - DBA for LPL Business (entity for LPL business) - Inv. related- at reported business location

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-29
S63 Uniform Securities Agent State Law Examination 2021-08-07
  • S65 Uniform Investment Adviser Law Examination
    2022-06-29
  • S63 Uniform Securities Agent State Law Examination
    2021-08-07

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
OSAIC INSTITUTIONS, INC.
WILSON FINANCIAL ADVISORS, LLC
FIRST COMMAND ADVISORY SERVICES
SECURA FINANCIAL
COMMONWEALTH FINANCIAL NETWORK
PARK AVENUE SECURITIES LLC
HBW ADVISORY SERVICES LLC

Other Investors

Lisa Jung Hwa An
Kevin Lin
Hongjian Zeng
Mirzayit Mirzijon
JOO YONG PARK
LAI YEN JUNG
NELSON ALBERT ESCALANTE
CHRISTIAN ELIA

Other Offices

LPL ENTERPRISE, LLC · ORANGE, CA
LPL FINANCIAL LLC · GARDEN GROVE, CA
OSAIC INSTITUTIONS, INC. · Garden Grove, CA
WILSON FINANCIAL ADVISORS, LLC · GARDEN GROVE, CA
FIRST COMMAND ADVISORY SERVICES · Garden Grove, CA
SECURA FINANCIAL · ORANGE, CA
COMMONWEALTH FINANCIAL NETWORK · Orange, CA
PARK AVENUE SECURITIES LLC · ORANGE, CA

More in Fullerton, CA

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