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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-03 |
| CO | RA | APPROVED | 2023-01-20 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 09/2022 | Present |
| S&P Global | Denver | CO | 08/2015 | 08/2022 |
| Bank Of America N.A. | Greenwood Village | CO | 10/2022 | Present |
I* 2114278, Entity Type: Entity CharitableName of OBA: Denver Lions FoundationAddress: Denver, Colorado, 80203, United StatesInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/09/2024.No Hours: 2 hrs. monthlyNo Hours during trading: 0Duties: The Denver Lions Foundation provides financial support to Denver Lions Club activities, including Sight Conservation, Hearing Conservation, Youth Services, and Social Services. The revenue to support the four pillars comes from two primary sources: voluntary contributions by Club members and others in the community, and investment income derived from the Foundation endowment. I would serve as a trustee of the Foundation, participating in decision-making related to the Foundation, its endowment, and priorities for funding the four pillar activities and other grants. I*4506289, Entity Type: Entity Charitable, Name of OBA: Denver Lions Club, Address: Denver, Colorado, 80203, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 06/01/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: Asked by current club leadership to run for 2nd Vice President, term starting June 2026. The club leadership track typically succeeds to 1st VP and President in subsequent years, i.e. 1st VP starting June 2027 and President starting June 2028. Vice Presidents organize club activities (volunteer and social events) and support the President in club board and full club meetings. The Lions Club of Denver leads programs to help people see and succeed. As an active organization, our members raise money, volunteer and direct sight- and family-focused programs. At weekly lunches, we network and learn about contemporary issues. We welcome anyone who believes in community service, friendship, and the power of connection.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-27 |
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