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Carrie Michiko Masuoka

Cetera Investment Advisers LLC

Honolulu, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-11-25
  • HI RA
    APPROVED
    Since 2025-11-25

Branch Locations

300 N Beretania Street, Honolulu, HI 96817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 09/2022 Present
Cetera Investment Services Llc St Cloud MN 04/2025 Present
American Savings Bank Honolulu HI 07/2010 09/2022
Cetera Investment Advisers Llc Honolulu HI 11/2025 Present
  • 09/2022 → Present
    American Savings Bank
    Honolulu, HI
  • 04/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2010 → 09/2022
    American Savings Bank
    Honolulu, HI
  • 11/2025 → Present
    Cetera Investment Advisers Llc
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
  • S66 Uniform Combined State Law Examination
    2025-11-24

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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