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Mariani Bardo Hummel

Define Financial, LLC

San Diego, CA

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Current Employers
Define Financial, Llc

12526 High Bluff Drive Suite 270, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-18
TX RA APPROVED 2026-05-18
  • CA RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

12526 High Bluff Drive Suite 270, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Define Financial, Llc San Diego CA 04/2025 Present
Student Cincinnati OH 05/2017 08/2017
Bahl And Gaynor Investment Counsel Cincinnati OH 05/2018 08/2018
My Neighbor Felix Boulder CO 04/2021 10/2021
University Of Colorado Boulder Boulder CO 08/2018 09/2022
Fidelity Investments Greenwood Village CO 10/2022 04/2025
Student Cincinnati OH 08/2016 05/2017
Student Cincinnati OH 08/2017 05/2018
  • 04/2025 → Present
    Define Financial, Llc
    San Diego, CA
  • 05/2017 → 08/2017
    Student
    Cincinnati, OH
  • 05/2018 → 08/2018
    Bahl And Gaynor Investment Counsel
    Cincinnati, OH
  • 04/2021 → 10/2021
    My Neighbor Felix
    Boulder, CO
  • 08/2018 → 09/2022
    University Of Colorado Boulder
    Boulder, CO
  • 10/2022 → 04/2025
    Fidelity Investments
    Greenwood Village, CO
  • 08/2016 → 05/2017
    Student
    Cincinnati, OH
  • 08/2017 → 05/2018
    Student
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-21
  • S63 Uniform Securities Agent State Law Examination
    2023-03-21
Designations
Other Names
  • Mariani Bardo Hummel
  • Mari Hummel
  • Mariani Hummel

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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