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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Houston | TX | 09/2022 | 06/2024 |
| Wells Fargo Bank, Na | Houston | TX | 11/2019 | 06/2024 |
| Houston Community College | Houston | TX | 08/2017 | 12/2019 |
| Carter's | Sugar Land | TX | 04/2015 | 10/2018 |
| Oshkosh B'GOsh | Satafford | TX | 10/2018 | 02/2019 |
| Francesca's | Pearland | TX | 02/2019 | 04/2019 |
| Victoria's Secret | Sugar Land | TX | 10/2018 | 12/2019 |
| Oppenheimer & Co Inc | Houston | TX | 06/2024 | 12/2025 |
| Houston Community College | Houston | TX | 08/2023 | 12/2024 |
| University Of Houston | Houston | TX | 01/2025 | Present |
| Stifel, Nicolaus & Company, Incorporated | Sugar Land | TX | 12/2025 | Present |
| Houston Community College | Houston | TX | 08/2010 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-29 |
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