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Athena Elizabeth Mcguire

Ameriprise Financial Services, LLC

Hunt Valley, MD

Crofton, MD

CRD 5162662

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-10-28
  • MD RA
    APPROVED
    Since 2021-10-28

Branch Locations

303 International Cir Ste 490, Hunt Valley, MD 21030 • United States

Crofton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis FL 03/2011 03/2020
Ameriprise Financial Services, Llc Hunt Valley MD 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2010-12-20
Other Names
  • Athena Elizabeth Soriero
  • Athena Elizabeth Mcguire

View on SEC IAPD

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