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Grant Michael Anthony

LPl Financial LLC

San Diego, CA

Hillsboro, OR

CRD 7629150

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-16
CA RA APPROVED 2023-11-07
  • OR RA
    APPROVED
    Since 2024-07-16
  • CA RA
    APPROVED
    Since 2023-11-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Hillsboro, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 09/2022 Present
Chicago Capital Funds San Diego CA 06/2022 09/2022
Whole Foods Market San Diego CA 12/2018 10/2021
Sprouts Farmers Market San Diego CA 03/2016 02/2018
Unemployed San Diego CA 02/2018 12/2018
Student San Diego CA 10/2021 06/2022
  • 09/2022 → Present
    Lpl Financial Llc
    San Diego, CA
  • 06/2022 → 09/2022
    Chicago Capital Funds
    San Diego, CA
  • 12/2018 → 10/2021
    Whole Foods Market
    San Diego, CA
  • 03/2016 → 02/2018
    Sprouts Farmers Market
    San Diego, CA
  • 02/2018 → 12/2018
    Unemployed
    San Diego, CA
  • 10/2021 → 06/2022
    Student
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
  • S66 Uniform Combined State Law Examination
    2023-11-06

View on SEC IAPD

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Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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