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Elizabeth V Smith

Raymond James & Associates, Inc.

Memphis, TN

Memphis, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-08-15
  • TN RA
    APPROVED
    Since 2017-08-15

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 01/2013 Present
Colorstreet Memphis TN 09/2020 01/2021
Golds Gym Memphis TN 07/2023 07/2023
Desoto Athletic Club Southaven MA 11/2022 01/2024
  • 01/2013 → Present
    Raymond James & Associates, Inc.
    Memphis, TN
  • 09/2020 → 01/2021
    Colorstreet
    Memphis, TN
  • 07/2023 → 07/2023
    Golds Gym
    Memphis, TN
  • 11/2022 → 01/2024
    Desoto Athletic Club
    Southaven, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-10
S63 Uniform Securities Agent State Law Examination 2016-03-01
  • S65 Uniform Investment Adviser Law Examination
    2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-03-01

View on SEC IAPD

Other Firms

NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN
INDEPENDENT FINANCIAL GROUP, LLC · MEMPHIS, TN

More in Memphis, TN

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