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50 South 6Th Street, Suite 1405, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-09-30 |
Branch Locations
50 South 6Th Street, Suite 1405, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwarz Dygos Wheeler Investment Advisors Llc | Minneapolis | MN | 08/2022 | Present |
| U.S. Bancorp | St. Paul | MN | 03/2020 | 08/2022 |
| Ally Financial | Shoreview | MN | 06/2018 | 03/2020 |
| Ally Financial | Shoreview | MN | 01/2018 | 06/2018 |
| Prime Theraputics | Eagan | MN | 07/2017 | 10/2017 |
| College | River Falls | WI | 08/2013 | 05/2017 |
1.) Name: Hogan Enterprises LLC Position: Partner/President Business: Personal Investment Club Address: Ham Lake, MN 55304 Nature of Business: Investing in publicly traded securities with friends Start date: 7/1/2021 Time Commitment: 10 hours per month During securities trading hours: 1 hour per month Duties: My duties pertaining to this other business revolve around raising capital, conducting meetings, and executing trades.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-30 |
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