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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-11-22
TX RA APPROVED_RES 2013-08-19
NV RA APPROVED 2006-10-19
  • CA RA
    APPROVED
    Since 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2013-08-19
  • NV RA
    APPROVED
    Since 2006-10-19

Branch Locations

27281 Las Ramblas Suite 138, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mission Viejo CA 06/2006 Present
Other Businesses

1. 06/29/06 - RESIDENTIAL REAL ESTATE RENTAL 2. 05/08/10 - DBA ONLY, PROGRESSIVE STRATEGIES FINANCIAL GROUP, NV. 3. 04/26/2012 - PSFG HOLDINGS INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 0% - LAS VEGAS, NV 4. 04/08/2015 - TEACHER - FREMANTEL MEDIA - TIME SPENT 10 HOURS PER MONTH - LAS VEGAS, NV 5. 02/21/2017 - Women's Financial Forum - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/23/2017 - 3 Hours Per Month/3 Hours During Securities Trading 6. 04/26/2019 - AmeriEstate Legal Plan - Investment related - At reported business location(s) - start date:04/24/2019 - 5 hrs/mo - 0 hrs during trading. 7. 07/14/2022 - BGAgents Insurance Services Inc - Investment Related - 2900 Bristol St. Ste #B300 Costa Mesa, CA 92626 - Non-Variable Insurance - Financial Advisor, Insurance Sales - Start Date - 07/11/2022 - 5 Hours Per Month/1 Hours During Securities Trading. 8. 03/24/2025 - PSFGWealth - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start date: 03/13/2025 - 1 Hours Per Month/1 Hours During Securities Trading. 9. 03/17/2025 - Key Real Estate - Investment Related - Mortgage/Real Estate Services - Las Vegas, NV - Start Date: 03/13/2025 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-18
  • S66 Uniform Combined State Law Examination
    2006-10-18
Other Names
  • Tori A Burton
  • Tori A Starkovich

View on SEC IAPD

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