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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-13 |
| CO | RA | APPROVED | 2024-08-12 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 10/2022 | Present |
| Atrium - Oliva Restaurant Group | Atlanta | GA | 05/2022 | 10/2022 |
| Bold Monk Brewing Co. - Brewed To Serve Restaurants | Atlanta | GA | 05/2021 | 03/2022 |
| Capital 360 | Sao Paulo | 09/2019 | 04/2021 | |
| Element 78 Sounds | Atlanta | GA | 01/2014 | 09/2019 |
| Morgan Stanley | Alpharetta | GA | 04/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-02 |
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