Matthew Alan Fumuso

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-11-07
CO	RA	APPROVED	2014-06-18

TX RA
APPROVED_RES

Since 2018-11-07
CO RA
APPROVED

Since 2014-06-18

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boulder	CO	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Boulder, CO

Other Businesses

1. Net Impact Denver Professionals, Hosting events on topics under the umbrella of using business to do good in the community, President, Organize eventsstart date-1/1/2014, Oakland CA United States-94612.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-18
S63	Uniform Securities Agent State Law Examination	2008-07-03

S65 Uniform Investment Adviser Law Examination

2014-06-18
S63 Uniform Securities Agent State Law Examination

2008-07-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews