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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| NJ | RA | APPROVED | 2026-01-05 |
Branch Locations
1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Red Bank | NJ | 10/2012 | 12/2018 |
| Jp Morgan Chase Bank, N.A. | Red Bank | NJ | 03/2014 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 12/2018 | 12/2025 |
| Bank Of America, N.A. | Red Bank | NJ | 12/2018 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Oakhurst | NJ | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-13 |
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