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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Saint Paul | MN | 08/2022 | 10/2023 |
| Unemployed | Minneapolis | MN | 04/2022 | 07/2022 |
| Bmo Wealth Management | Minneapolis | MN | 08/2016 | 03/2022 |
| Bank Of America, N.A. | West Saint Paul | MN | 11/2022 | 10/2023 |
| Jpmorgan Chase Bank, Na | Minneapolis | MN | 10/2023 | Present |
| Jpmorgan Securities Llc | Minneapolis | MN | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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