Daniel Testa

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 10/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 08/2022 → 10/2024
  Bank Of America, N.A.
  San Diego, CA
• 08/2017 → 09/2018
  The Home Depot Inc
  San Diego, CA
• 11/2017 → 09/2022
  Dynamic Worldwide Trading Inc/Reorganize As Iron Mountain
  San Diego, CA
• 06/2012 → 08/2017
  Student
  Chula Vista, CA
• 11/2024 → 10/2025
  Edward Jones
  St. Louis, MO
• 11/2025 → Present
  Navy Federal Financial Group, Llc
  San Diego, CA
• 11/2025 → Present
  Navy Federal Investment Services, Llc
  San Diego, CA
• 06/2026 → Present
  California Coast Credit Union
  San Diego, CA
• 06/2026 → Present
  Cetera Investment Services Llc
  St Cloud , MN
• 06/2026 → Present
  Cetera Investment Advisers Llc
  San Diego, CA

Previous Registrations

• 2025-11-06 → 2026-06-15
  Navy Federal Investment Services, Llc
  Pensacola, FL
  San Diego, CA
  Chula Vista, CA
  Vienna, VA
• 2024-11-08 → 2025-10-03
  Edward Jones
  Chula Vista, CA
• 2022-12-09 → 2024-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA
  New York, NY
  San Diego, CA
  San Diego, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-12-06

Other Names

• Daniel Testa