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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-15
TX RA APPROVED 2023-03-01
RI RA APPROVED 2023-02-15
  • CT RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED
    Since 2023-03-01
  • RI RA
    APPROVED
    Since 2023-02-15

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 08/2022 Present
West Marine Branford CT 06/2022 08/2022
Copper Mountain Frisco CO 02/2021 04/2021
Recreational Equipment Dillon CO 02/2020 08/2020
Doordash Denver CO 12/2019 05/2022
Target Cooperation Silverthorne CO 11/2019 12/2019
West Marine Old Saybrook CT 12/2018 10/2019
Madison Wine Exchange Madison CT 05/2018 07/2018
Dutch Wharf Marina Branford CT 06/2017 08/2017
Mount Snow Resort West Dover VT 01/2017 04/2017
Santa Barbara City College Santa Barbara CA 08/2015 12/2016
Unemployed Branford CT 04/2017 06/2017
Unemployed Branford CT 08/2017 05/2018
Unemployed Branford CT 07/2018 12/2018
Kohl's Branford CT 09/2017 11/2017
Bank Of America N.A. Lincoln RI 10/2022 Present
  • 08/2022 → Present
    Lincoln, RI
  • 06/2022 → 08/2022
    West Marine
    Branford, CT
  • 02/2021 → 04/2021
    Copper Mountain
    Frisco, CO
  • 02/2020 → 08/2020
    Recreational Equipment
    Dillon, CO
  • 12/2019 → 05/2022
    Doordash
    Denver, CO
  • 11/2019 → 12/2019
    Target Cooperation
    Silverthorne, CO
  • 12/2018 → 10/2019
    West Marine
    Old Saybrook, CT
  • 05/2018 → 07/2018
    Madison Wine Exchange
    Madison, CT
  • 06/2017 → 08/2017
    Dutch Wharf Marina
    Branford, CT
  • 01/2017 → 04/2017
    Mount Snow Resort
    West Dover, VT
  • 08/2015 → 12/2016
    Santa Barbara City College
    Santa Barbara, CA
  • 04/2017 → 06/2017
    Unemployed
    Branford, CT
  • 08/2017 → 05/2018
    Unemployed
    Branford, CT
  • 07/2018 → 12/2018
    Unemployed
    Branford, CT
  • 09/2017 → 11/2017
    Kohl's
    Branford, CT
  • 10/2022 → Present
    Bank Of America N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13

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