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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-07-13
TX RA APPROVED 2026-07-13
  • HI RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-07-13

Branch Locations

555 South St Apt 102, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2022 07/2026
First Hawaiian Bank Honolulu HI 08/2020 09/2022
Bank Of Hawaii Honolulu HI 04/2014 08/2020
Raymond James Financial Services, Inc. Honolulu HI 07/2026 Present
Raymond James Financial Services Advisors, Inc. Honolulu HI 07/2026 Present
Pulse Wave Private Wealth Honolulu HI 07/2026 Present
  • 09/2022 → 07/2026
    St Louis, MO
  • 08/2020 → 09/2022
    First Hawaiian Bank
    Honolulu, HI
  • 04/2014 → 08/2020
    Bank Of Hawaii
    Honolulu, HI
  • 07/2026 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 07/2026 → Present
    Honolulu, HI
  • 07/2026 → Present
    Pulse Wave Private Wealth
    Honolulu, HI
Previous Registrations
  • 2022-11-11 → 2026-07-15
    St Louis, MO
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
Other Businesses

(1) Name of Business: Ikigai Compass LLC Address: 555 South St Apt 102, Honolulu, HI, 96813-5037, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my DBA that I'm using while I am a part of Pulse Wave Private Wealth which is affiliated with Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-08
  • S66 Uniform Combined State Law Examination
    2022-11-08
Other Names
  • Richmond G Lee

View on SEC IAPD

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