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Maxwell Thomas Gierke

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-01
  • MN RA
    APPROVED
    Since 2024-04-01

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Financial Network Inc. Woodbury MN 08/2022 Present
Osaic Wealth Woodbury MN 08/2023 Present
Autumn Transport Woodbury MN 08/2021 08/2022
Us Army Reserves St. Paul MN 05/2015 Present
Sportsengine Minneapolis MN 05/2019 08/2021
Wheaton College Wheaton IL 08/2015 05/2019
  • 08/2022 → Present
    Focus Financial Network Inc.
    Woodbury, MN
  • 08/2023 → Present
    Osaic Wealth
    Woodbury, MN
  • 08/2021 → 08/2022
    Autumn Transport
    Woodbury, MN
  • 05/2015 → Present
    Us Army Reserves
    St. Paul, MN
  • 05/2019 → 08/2021
    Sportsengine
    Minneapolis, MN
  • 08/2015 → 05/2019
    Wheaton College
    Wheaton, IL
Other Businesses

1. Focus Financial Network Inc; Yes; 563 Bielenberg Dr, STE 245, Woodbury, MN 55125; Corporation; Advisor Support Specialist; Employee; 08-15-2022; 160; 130; Meeting prep, meeting notes, Investment planning, Tax planning, Retirement planning; 2. US Army Reserves; no; 4275 Lexington Ave N, Arden Hills, MN 55126; Military Organization; Transportation Officer; Soldier; 05-12-2015; 20; 0; Oversee transportation operations in Arden Hills, MN. Plan for training exercises.; 3. US ARMY RESERVES POSITION: Platoon Leader NATURE: Department of Defense, Military. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2015 ADDRESS: 4725 Lexington Ave N, Arden Hills MN 55126, United States DESCRIPTION: Planning training opportunities, evaluating Soldiers. 4. MAXWELL T GIERKE - NOTARY PUBLIC POSITION: Notary NATURE: Other, not a business, not charging for notary services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 563 Bielenberg Dr, STE 245, Woodbury MN 55125, United States DESCRIPTION: Notarizing documents for clients, as needed. 5. FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/05/2025 ADDRESS: 635 Bielenberg Drive, Suite 210, Woodbury MN 55125, United States DESCRIPTION: Advising clients on financial decisions Reviewing model portfolios Meeting, calling, emailing clients to discuss financial plans Creating financial plans

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-28
  • S66 Uniform Combined State Law Examination
    2024-03-28

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