Katherine Elizabeth Peabody

Employer firm

Dunham CRD 13162

$5.63B regulatory AUM 13,200 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 06/2023
  Fidelity Investments
  Mclean, VA
• 07/2000 → 08/2022
  Student
  Richmond, VA
• 06/2023 → Present
  Dunham & Associates Investment, Counsel, Inc.
  San Diego, CA

Previous Registrations

• 2023-02-23 → 2023-05-31
  Fidelity Personal And Workplace Advisors
  Tysons Corner, VA

Exams

• S66 Uniform Combined State Law Examination
  2023-02-13
• S63 Uniform Securities Agent State Law Examination
  2023-01-30

Other Names

• Katherine Elizabeth Peabody
• Katherine Peabody