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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Birmingham | AL | 09/2022 | 11/2023 |
| Massmutual Life Insurance Company | Birmingham | AL | 02/2022 | 11/2023 |
| Alpha Tau Omega Fraternity | Indianapolis | IN | 05/2017 | 08/2022 |
| Student | Huntsville | AL | 08/2012 | 05/2017 |
| Lpl Financial Llc | Huntsville | AL | 11/2023 | Present |
1) 10/25/2023 - Lighthouse Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 2) 10/25/2023 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 10 Hr/Mth 3) 01/23/2026 - Behel Consulting LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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