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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-17
  • FL RA
    APPROVED
    Since 2024-09-17

Branch Locations

12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barbara Gage Mulford N Fort Myers FL 01/2016 Present
Td Ameritrade Inc. Fort Meyers FL 08/2022 01/2024
Charles Schwab & Co. Fort Meyers FL 01/2024 Present
Charles Schwab Bank, Ssb Fort Meyers FL 01/2025 Present
  • 01/2016 → Present
    Barbara Gage Mulford
    N Fort Myers, FL
  • 08/2022 → 01/2024
    Td Ameritrade Inc.
    Fort Meyers, FL
  • 01/2024 → Present
    Charles Schwab & Co.
    Fort Meyers, FL
  • 01/2025 → Present
    Charles Schwab Bank, Ssb
    Fort Meyers, FL
Other Businesses

1. Barbara Gage Mulford, Owner, Performing/Fine Arts, Create art, exhibit art at local galleries and online. Occassional teaching of an art class. Volunteer at art gallery where I exhibit approximately 3 hours biweekly, Started 1/1/2016, Less than20 hours monthly, Zero hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-20
  • S66 Uniform Combined State Law Examination
    2023-06-20
Other Names
  • Barbara L Mulford
  • Barbara Lee Mulford
  • Barbara Lee Gage

View on SEC IAPD

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