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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-24 |
| TX | RA | APPROVED | 2026-07-24 |
Branch Locations
4225 Executive Square Suite 570 [Satellite], La Jolla, CA 92037 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Carlsbad | CA | 11/2013 | 02/2017 |
| Lpl Financial Llc | Carlsbad | CA | 02/2017 | 07/2026 |
| Stratos Wealth Partners, Ltd | San Diego | CA | 02/2017 | 12/2020 |
| Mariner Independent Advisor Network, Llc | Carlsbad | CA | 12/2020 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | 07/2026 |
| Wells Fargo Advisors Financial Network, Llc | La Jolla | CA | 07/2026 | Present |
1. 10/21/2021 - CML Family Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/10/2019 - 1 Hour Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
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