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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-22
  • TX RA
    APPROVED
    Since 2022-09-22

Branch Locations

1700 West Wall St Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community National Bank Midland TX 06/2021 09/2021
Texas Tech University Lubbock TX 08/2018 05/2022
Midland Christian School Midland TX 08/2011 06/2018
Ubs Financial Services, Inc. Midland TX 07/2022 Present
  • 06/2021 → 09/2021
    Community National Bank
    Midland, TX
  • 08/2018 → 05/2022
    Texas Tech University
    Lubbock, TX
  • 08/2011 → 06/2018
    Midland Christian School
    Midland, TX
  • 07/2022 → Present
    Midland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-23
  • S66 Uniform Combined State Law Examination
    2022-04-23

View on SEC IAPD

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