James Christopher King

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-11-09
MD	RA	APPROVED	2023-04-26

PA RA
APPROVED

Since 2023-11-09
MD RA
APPROVED

Since 2023-04-26

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

4259 W Swamp Rd Ste 102, Doylestown, PA 18902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Bowie	MD	08/2022	Present
Wells Fargo Bank, Na	Bowie	MD	09/2014	Present
Amazon	Easton	PA	10/2013	12/2016
Sears	Phillipsburg	NJ	05/2012	09/2016

08/2022 → Present

Wells Fargo Clearing Services, Llc

Bowie, MD
09/2014 → Present

Wells Fargo Bank, Na

Bowie, MD
10/2013 → 12/2016

Amazon

Easton, PA
05/2012 → 09/2016

Sears

Phillipsburg, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-26

S66 Uniform Combined State Law Examination

2023-04-26

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews