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Broderick W Robbins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-23
CO RA APPROVED 2023-07-21
  • TX RA
    APPROVED
    Since 2024-09-23
  • CO RA
    APPROVED
    Since 2023-07-21

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Spine San Diego CA 07/2021 09/2022
Nuvasive San Diego CA 05/2021 07/2021
Nxtgen Spine Los Angeles CA 07/2016 04/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2022 04/2023
Northwestern Mutual Investment Services Llc Lakewood CO 01/2023 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 04/2023 Present
Bank Of America, N.A. Denver CO 06/2023 Present
  • 07/2021 → 09/2022
    Compass Spine
    San Diego, CA
  • 05/2021 → 07/2021
    Nuvasive
    San Diego, CA
  • 07/2016 → 04/2021
    Nxtgen Spine
    Los Angeles, CA
  • 10/2022 → 04/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → 04/2023
    Northwestern Mutual Investment Services Llc
    Lakewood, CO
  • 04/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Denver, CO
  • 06/2023 → Present
    Bank Of America, N.A.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-20
Other Names
  • Brody Robbins
  • Brody Robbins
  • Broderick Robbins

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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