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Joseph Michael Vaughan

Vaughan Family Financial

Huntsville, AL

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Current Employers
Vaughan Family Financial

10002 Colmar Road Se, Huntsville, AL 35803 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-08-21
  • AL RA
    APPROVED
    Since 2023-08-21

Branch Locations

10002 Colmar Road Se, Huntsville, AL 35803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carr, Riggs & Ingram Huntsville AL 01/2019 05/2022
H&H Accounting & Tax Fort Walton Beach FL 05/2018 10/2018
Warren Averett Fort Walton Beach FL 08/2017 05/2018
University Of Alabama Tuscaloosa AL 08/2012 05/2017
Vaughan Family Financial Huntsville AL 03/2023 Present
Northwestern Mutual Huntsville AL 07/2022 04/2023
  • 01/2019 → 05/2022
    Carr, Riggs & Ingram
    Huntsville, AL
  • 05/2018 → 10/2018
    H&H Accounting & Tax
    Fort Walton Beach, FL
  • 08/2017 → 05/2018
    Warren Averett
    Fort Walton Beach, FL
  • 08/2012 → 05/2017
    University Of Alabama
    Tuscaloosa, AL
  • 03/2023 → Present
    Vaughan Family Financial
    Huntsville, AL
  • 07/2022 → 04/2023
    Northwestern Mutual
    Huntsville, AL
Other Businesses

Vaughan Family Financial is also a CPA firm.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-20
  • S63 Uniform Securities Agent State Law Examination
    2023-03-20
Designations
Other Names
  • Joseph M. Vaughan
  • Joe Vaughan

View on SEC IAPD

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Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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