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Emily Elizabeth Frank

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-17
  • OH RA
    APPROVED
    Since 2024-05-17

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jason'S Deli Charlotte NC 10/2017 06/2019
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2019 05/2022
Medsend Charlotte NC 06/2020 08/2020
Green Beagle Lodge Chapel Hill NC 08/2021 05/2022
Fidelity Investments Covington KY 07/2022 05/2024
Door Dash Chapel Hill NC 05/2020 06/2021
Mallard Creek High School Charlotte NC 08/2015 06/2019
Ubs Financial Services Inc Cincinnati OH 05/2024 Present
  • 10/2017 → 06/2019
    Jason'S Deli
    Charlotte, NC
  • 08/2019 → 05/2022
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 06/2020 → 08/2020
    Medsend
    Charlotte, NC
  • 08/2021 → 05/2022
    Green Beagle Lodge
    Chapel Hill, NC
  • 07/2022 → 05/2024
    Fidelity Investments
    Covington, KY
  • 05/2020 → 06/2021
    Door Dash
    Chapel Hill, NC
  • 08/2015 → 06/2019
    Mallard Creek High School
    Charlotte, NC
  • 05/2024 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
Previous Registrations
  • 2022-12-13 → 2024-05-01
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

OBA-100327|OrgNmn:Ravens and Sparrows Etsy Shop|Org Addr:LEBANON,Ohio,US|OBA Nature:Online shop that sells digital|Invst Rel:N|Title:Sole Proprietor|Duties:Create digital products using google drive and canva on laptop|StrtDt:07-05-23|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29
Other Names
  • Emily Sperow Frank
  • Emily Elizabeth Sperow
  • Emily Elizabeth Elizabeth Frank

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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