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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
1599 Lake Robbins Drive Suite B-150, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | The Woodlands | TX | 07/2022 | 10/2024 |
| J.P. Morgan Securities Llc | The Woodlands | TX | 07/2022 | 10/2024 |
| Comerica Bank | The Woodlands | TX | 06/2021 | 06/2022 |
| Hancock Whitney Bank | Houston | TX | 12/2020 | 06/2021 |
| Woodforest National Bank | Spring | TX | 02/2018 | 12/2020 |
| Brothers Pizza | Magnolia | TX | 03/2014 | 12/2017 |
| Unemployed | Magnolia | TX | 01/2018 | 01/2018 |
| Charles Schwab & Co., Inc. | The Woodlands | TX | 12/2024 | Present |
| Charles Schwab Bank, Ssb | The Woodlands | TX | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-23 |
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