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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-01
  • FL RA
    APPROVED
    Since 2023-03-01

Branch Locations

13131 University Drive, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Fort Myers FL 07/2022 Present
Wfgia Fort Myers FL 12/2018 Present
Murad Llc El Segundo CA 03/2017 07/2022
Brajitsu Inc Torrance CA 10/2006 02/2017
Hertz Corp. Estero FL 08/2022 Present
Sow To Harvest, Llc Cape Coral FL 01/2024 Present
Inheritguard, Llc Sheridan WY 02/2025 Present
  • 07/2022 → Present
    Transamerica Financial Advisors, Inc
    Fort Myers, FL
  • 12/2018 → Present
    Wfgia
    Fort Myers, FL
  • 03/2017 → 07/2022
    Murad Llc
    El Segundo, CA
  • 10/2006 → 02/2017
    Brajitsu Inc
    Torrance, CA
  • 08/2022 → Present
    Hertz Corp.
    Estero, FL
  • 01/2024 → Present
    Sow To Harvest, Llc
    Cape Coral, FL
  • 02/2025 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SOW TO HARVEST, LLC POSITION: Owner NATURE: Entity Ownership; Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2024 ADDRESS: 1308 SE 2ND TER, Cape Coral FL 33990, United States DESCRIPTION: Establishing entity as an LLC for pass-through accounting purposes. Client consultation by appointment through insurance and investment solutions. INHERITGUARD, LLC POSITION: Not applicable/None NATURE: Providing bundled professional services with emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/14/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-27
  • S66 Uniform Combined State Law Examination
    2023-02-27

View on SEC IAPD

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