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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-01 |
Branch Locations
13131 University Drive, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Fort Myers | FL | 07/2022 | Present |
| Wfgia | Fort Myers | FL | 12/2018 | Present |
| Murad Llc | El Segundo | CA | 03/2017 | 07/2022 |
| Brajitsu Inc | Torrance | CA | 10/2006 | 02/2017 |
| Hertz Corp. | Estero | FL | 08/2022 | Present |
| Sow To Harvest, Llc | Cape Coral | FL | 01/2024 | Present |
| Inheritguard, Llc | Sheridan | WY | 02/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SOW TO HARVEST, LLC POSITION: Owner NATURE: Entity Ownership; Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2024 ADDRESS: 1308 SE 2ND TER, Cape Coral FL 33990, United States DESCRIPTION: Establishing entity as an LLC for pass-through accounting purposes. Client consultation by appointment through insurance and investment solutions. INHERITGUARD, LLC POSITION: Not applicable/None NATURE: Providing bundled professional services with emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/14/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
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