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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 07/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 07/2022 | Present |
| State Employees' Credit Union | Winston Salem | NC | 11/2017 | Present |
| Student | Wilkesboro | NC | 08/2012 | 08/2017 |
| Credit Union Investment Services | Raleigh | NC | 08/2022 | Present |
State employees' credit union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 11/2017. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 7/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Bedroom Rental, 126 Sparks Ct., Winston Salem, NC 27103. Not investment related. Start date: 8/2020. Duties: none. Bedroom rental in personal residence. Alex Moore Photography. 126 Sparks Court, Winston Salem, NC 27103. Not investment related. Photographer/Owner. Start date: 3/3023. Hours/mo. 2. None during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-19 |
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