Alex James Carlson

Current Employers

Great Waters Financial

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-08-10
TX	RA	APPROVED	2022-08-10

MN RA
APPROVED

Since 2022-08-10
TX RA
APPROVED

Since 2022-08-10

Branch Locations

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Great Waters Financial	Shoreview	MN	05/2022	Present
University Of Minnesota Twin-Cities	Minneapolis	MN	08/2012	12/2016
Ascentis Human Capital Management	Eden Prairie	MN	02/2020	05/2022
Helpsystems	Eden Prairie	MN	01/2017	12/2019
Thomson Reuters	Eagan	MN	01/2016	12/2016
Maple Grove High School	Maple Grove	MN	06/2012	12/2016

05/2022 → Present

Great Waters Financial

Shoreview, MN
08/2012 → 12/2016

University Of Minnesota Twin-Cities

Minneapolis, MN
02/2020 → 05/2022

Ascentis Human Capital Management

Eden Prairie, MN
01/2017 → 12/2019

Helpsystems

Eden Prairie, MN
01/2016 → 12/2016

Thomson Reuters

Eagan, MN
06/2012 → 12/2016

Maple Grove High School

Maple Grove, MN

Other Businesses

Name of Other Business: Great Waters Financial Investment Related: Yes Address: 4100 Lexington Ave N, Suite 100, Shoreview, MN 55126 Nature of Business: Insurance Position: Agent Start Date: 1/2023

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-16

S65 Uniform Investment Adviser Law Examination

2022-07-16

View on SEC IAPD

Current Employers

Great Waters Financial

Disclosures

Employment History

Other Businesses

Exams

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