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Bridget Kathleen Gray

Rbc Capital Markets, LLC

Shoreview, MN

Oak Park Heights, MN

CRD 4877601

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
MN RA APPROVED 2013-11-14
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • MN RA
    APPROVED
    Since 2013-11-14

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Oak Park Heights, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Shoreview MN 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2006-04-24

View on SEC IAPD

Nearby Firms

SOLIDITY FINANCIAL LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.

Nearby Investors

BRANDON D WOOD
CHARLES COWARD SCOTT
BRUCE EDWARD WELLS

Nearby Offices

SOLIDITY FINANCIAL LLC · SHOREVIEW, MN
LPL FINANCIAL LLC · SHOREVIEW, MN
OSAIC WEALTH, INC. · North Oaks, MN

More in Shoreview, MN

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