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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED | 2023-02-01 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | MN | 11/2016 | 02/2023 |
| Rbc Capital Markets, Llc | Shoreview | MN | 02/2023 | Present |
TRUSTEE OF PARENT'S TRUST; INV. RELATED; WOODBURY, MN; START DATE 10/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE OF MOTHER'S TRUST; INV. RELATED; WOODBURY, MN; START DATE 7/2021; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-03 |
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