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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED | 2023-02-01 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Arden Hills | MN | 03/2018 | 02/2023 |
| Wells Fargo Advisors, Llc | Arden Hills | MN | 05/2008 | 03/2018 |
| Rbc Capital Markets, Llc | Shoreview | MN | 02/2023 | Present |
(1) NAME OF ENTITY: East Ridge Face Off Club ADDRESS: 4753 stable View Dr Woodbury MN 55129 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 01, 2024 CAPACITY: Treasurer DUTIES: Over see collection of donations to the booster club and submit payments of team expenses. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-18 |
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