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David Scott Richter

Rbc Capital Markets, LLC

Shoreview, MN

White Bear, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

White Bear, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Shoreview MN 03/2008 Present
City National Bank Shoreview MN 05/2019 01/2025
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 1987-11-24
  • S65 Uniform Investment Adviser Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    1987-11-24

View on SEC IAPD

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