Christopher James Spalding

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-04
NY	RA	APPROVED	2025-11-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Strategies For Wealth/Guardian Life Insurance Co	New York	NY	08/2022	03/2024
University Of Massachusetts Amherst - Sandler Laboratory	Amherst	MA	09/2019	05/2020
Long Island Ducks	Central Islip	NY	05/2021	08/2021
Michael W. Holland Attorney At Law	Williston Park	NY	05/2018	08/2018
Elwood Athletic Club	East Northport	NY	07/2016	07/2019
Sunset Grill & Pizza	Amherst	MA	02/2019	05/2019
Mozzarella's Pizza	East Northport	NY	10/2017	08/2018
Park Avenue Securities Llc	New York	NY	08/2022	03/2024
Jpmorgan Chase Bank, N.A.	Babylon	NY	04/2024	Present
J.P. Morgan Securities Llc	Babylon	NY	04/2024	Present
Unemployed	East Northport	NY	08/2019	08/2019
Unemployed	East Northport	NY	06/2020	04/2021
Unemployed	East Northport	NY	09/2021	07/2022

08/2022 → 03/2024

Strategies For Wealth/Guardian Life Insurance Co

New York, NY
09/2019 → 05/2020

University Of Massachusetts Amherst - Sandler Laboratory

Amherst, MA
05/2021 → 08/2021

Long Island Ducks

Central Islip, NY
05/2018 → 08/2018

Michael W. Holland Attorney At Law

Williston Park, NY
07/2016 → 07/2019

Elwood Athletic Club

East Northport, NY
02/2019 → 05/2019

Sunset Grill & Pizza

Amherst, MA
10/2017 → 08/2018

Mozzarella's Pizza

East Northport, NY
08/2022 → 03/2024

Park Avenue Securities Llc

New York, NY
04/2024 → Present

Jpmorgan Chase Bank, N.A.

Babylon, NY
04/2024 → Present

J.P. Morgan Securities Llc

Babylon, NY
08/2019 → 08/2019

Unemployed

East Northport, NY
06/2020 → 04/2021

Unemployed

East Northport, NY
09/2021 → 07/2022

Unemployed

East Northport, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-15

Other Firms