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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

180 West Main St, Babylon, NY 11702 • United States

845 Wheeler Road, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Babylon NY 05/2008 Present
Webster Bank Babylon NY 09/2021 Present
  • 05/2008 → Present
    Babylon, NY
  • 09/2021 → Present
    Webster Bank
    Babylon, NY
Other Businesses

1. 8/15/2010: Investment products and services are offered through LPL Financial LLC using the DBA/trade name Financial Resources Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 09/03/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2021. 3. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-08-11
  • S63 Uniform Securities Agent State Law Examination
    2005-08-11
Other Names
  • Danielle Parmentier

View on SEC IAPD

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