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Sean P. Vail

J.P. Morgan Securities LLC

Babylon, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

31 West Main Street, Babylon, NY 11702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Babylon NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Babylon NY 01/2018 Present
Previous Registrations
  • 2010-06-08 → 2012-10-01
    Chase Investment Services Corp.
    Babylon, NY
    Bay Shore, NY
    Deer Park, NY
    North Babylon, NY
    Commack, NY
    Wyandanch, NY
    Brentwood, NY
    Hauppauge, NY
    Hauppauge, NY
  • 2008-11-12 → 2010-06-07
    Wells Fargo Clearing Services, Llc
    Babylon, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-21
  • S66 Uniform Combined State Law Examination
    2008-08-21
Other Names
  • Sean Philip Vail

View on SEC IAPD

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