Best Investors Account Sign in
Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
NY RA APPROVED 2021-05-03
CT RA APPROVED 2018-05-09
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2018-05-09

Branch Locations

31 West Main Street, Babylon, NY 11702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Huntington Station NY 03/2008 03/2018
Scottrade Investment Management Huntington Station NY 04/2017 03/2018
Jpmorgan Chase Bank, N.A. Babylon NY 04/2018 Present
J.P. Morgan Securities Llc Babylon NY 04/2018 Present
  • 03/2008 → 03/2018
    Scottrade, Inc.
    Huntington Station, NY
  • 04/2017 → 03/2018
    Scottrade Investment Management
    Huntington Station, NY
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Babylon, NY
  • 04/2018 → Present
    Babylon, NY
Previous Registrations
  • 2017-05-19 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
  • 2005-04-05 → 2005-08-09
    Chase Investment Services Corp.
    Astoria, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-04
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S65 Uniform Investment Adviser Law Examination
    2005-04-04
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Babylon, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor