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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-10-05
  • AL RA
    APPROVED
    Since 2023-10-05

Branch Locations

1812 Woodward Ave, Muscle Shoals, AL 35661 • United States

3348 Kedron Rd, Spring Hill, TN 37174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Listerhill Credit Union Muscle Shoals AL 07/2022 Present
Regions Bank Hartselle AL 07/2021 07/2022
Walmart Muscle Shoals AL 05/2021 07/2021
Lawrence County Sheriff's Office Moulton AL 09/2019 05/2021
Lpl Financial Llc Muscle Shoals AL 06/2023 Present
Florence Police Department Florence AL 06/2019 09/2019
Lawrence County Sheriff's Office Moulton AL 05/2018 06/2019
At&T Hamilton AL 12/2017 05/2018
Walmart Hamilton AL 05/2015 12/2017
  • 07/2022 → Present
    Listerhill Credit Union
    Muscle Shoals, AL
  • 07/2021 → 07/2022
    Regions Bank
    Hartselle, AL
  • 05/2021 → 07/2021
    Walmart
    Muscle Shoals, AL
  • 09/2019 → 05/2021
    Lawrence County Sheriff's Office
    Moulton, AL
  • 06/2023 → Present
    Muscle Shoals, AL
  • 06/2019 → 09/2019
    Florence Police Department
    Florence, AL
  • 05/2018 → 06/2019
    Lawrence County Sheriff's Office
    Moulton, AL
  • 12/2017 → 05/2018
    At&T
    Hamilton, AL
  • 05/2015 → 12/2017
    Walmart
    Hamilton, AL
Other Businesses

1- 06/2023 / Listerhill Financial Services / DBA for LPL Business (entity for LPL business) 2- 06/2023 / LISTERHILL CREDIT UNION / Notary / Investment Related / start date 10/04/2022 3- 06/2024 / Listerhill Investment Services / Inv Related / At Reported Business Location(s) / Started: 3/25/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05

View on SEC IAPD

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