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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
MN RA APPROVED 2024-10-24
  • TX RA
    APPROVED
    Since 2025-05-14
  • MN RA
    APPROVED
    Since 2024-10-24

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2024 08/2024
Bachman's Inc Plymouth MN 06/2021 08/2021
University Of Minnesota - Tc Undergraduate Student Government Minneapolis MN 08/2021 05/2024
University Of Minnesota - Twin Cities Leadership Minor Program Minneapolis MN 09/2022 05/2024
Merrill Lynch Minneapolis MN 07/2022 12/2022
Wayzata High School Plymouth MN 01/2021 04/2021
Minnesota Minghua Chinese School St. Paul MN 06/2021 07/2021
University Of Minnesota - Twin Cities Carlson School Minneapolis MN 09/2023 12/2023
Ameriprise Financial Serivces, Llc Minneapolis MN 05/2023 08/2023
University Of Minnesota Carlson School Of Management Minneapolis MN 09/2020 05/2024
Wayzata High School Plymouth MN 09/2016 05/2020
Unemployed Plymouth MN 05/2016 09/2016
Unemployed Plymouth MN 05/2020 09/2020
Unemployed Plymouth MN 08/2021 07/2022
Unemployed Plymouth MN 01/2023 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 08/2024 Present
Bank Of America, N.A. Minneapolis MN 09/2024 Present
  • 06/2024 → 08/2024
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 06/2021 → 08/2021
    Bachman's Inc
    Plymouth, MN
  • 08/2021 → 05/2024
    University Of Minnesota - Tc Undergraduate Student Government
    Minneapolis, MN
  • 09/2022 → 05/2024
    University Of Minnesota - Twin Cities Leadership Minor Program
    Minneapolis, MN
  • 07/2022 → 12/2022
    Merrill Lynch
    Minneapolis, MN
  • 01/2021 → 04/2021
    Wayzata High School
    Plymouth, MN
  • 06/2021 → 07/2021
    Minnesota Minghua Chinese School
    St. Paul, MN
  • 09/2023 → 12/2023
    University Of Minnesota - Twin Cities Carlson School
    Minneapolis, MN
  • 05/2023 → 08/2023
    Ameriprise Financial Serivces, Llc
    Minneapolis, MN
  • 09/2020 → 05/2024
    University Of Minnesota Carlson School Of Management
    Minneapolis, MN
  • 09/2016 → 05/2020
    Wayzata High School
    Plymouth, MN
  • 05/2016 → 09/2016
    Unemployed
    Plymouth, MN
  • 05/2020 → 09/2020
    Unemployed
    Plymouth, MN
  • 08/2021 → 07/2022
    Unemployed
    Plymouth, MN
  • 01/2023 → 05/2023
    Unemployed
    Plymouth, MN
  • 08/2024 → Present
    Minneapolis, MN
  • 09/2024 → Present
    Bank Of America, N.A.
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-23
  • S66 Uniform Combined State Law Examination
    2024-10-23

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