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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
IL RA APPROVED 2024-12-17
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • IL RA
    APPROVED
    Since 2024-12-17

Branch Locations

12612 S State Route 59, Plainfield, IL 60585 • United States

2943 W 95Th St, Naperville, IL 60564 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 06/2022 01/2024
J.P. Morgan Securities Llc Chicago IL 06/2022 08/2024
Army Boonville MO 08/2014 05/2019
Terraboost Media Joliet IL 05/2020 04/2022
Mike Ditkas Oakbrook IL 02/2020 05/2020
Red Lobster Joliet IL 05/2019 06/2021
Army Kankakee IL 05/2019 08/2022
Red Lobster Columbia MO 10/2015 12/2016
Red Lobster Columbia MO 01/2018 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naperville IL 08/2024 Present
University Of Missouri Columbia MO 08/2014 05/2019
University Of Illinois Chicago IL 08/2019 12/2020
University Of Phoenix Phoenix AZ 02/2022 02/2024
Bank Of America, N.A Naperville IL 12/2024 Present
  • 06/2022 → 01/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2022 → 08/2024
    Chicago, IL
  • 08/2014 → 05/2019
    Army
    Boonville, MO
  • 05/2020 → 04/2022
    Terraboost Media
    Joliet, IL
  • 02/2020 → 05/2020
    Mike Ditkas
    Oakbrook, IL
  • 05/2019 → 06/2021
    Red Lobster
    Joliet, IL
  • 05/2019 → 08/2022
    Army
    Kankakee, IL
  • 10/2015 → 12/2016
    Red Lobster
    Columbia, MO
  • 01/2018 → 05/2019
    Red Lobster
    Columbia, MO
  • 08/2024 → Present
    Naperville, IL
  • 08/2014 → 05/2019
    University Of Missouri
    Columbia, MO
  • 08/2019 → 12/2020
    University Of Illinois
    Chicago, IL
  • 02/2022 → 02/2024
    University Of Phoenix
    Phoenix, AZ
  • 12/2024 → Present
    Bank Of America, N.A
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2022-10-07

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