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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-10 |
| MN | RA | APPROVED | 2021-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 10/2020 | Present |
| Bmo Wealth Management | Minneapolis | MN | 06/2013 | 10/2020 |
| Bank Of America, N.A. | Minneapolis | MN | 01/2021 | Present |
I*137108 For profit or not for profit: Non-Profit Organization Name of outside business organization: University of Minnesota Foundation Investment related: N Address of business: Minneapolis, Minnesota 55455-2010 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/27/2021 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Entity: central development office for the University My tasks: fundraising committee I*137112 For profit or not for profit: Non-Profit Organization Name of outside business organization: The University of Minnesota Foundation Investment related: N Address of business: Minneapolis, Minnesota 55455 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/18/2021 Number of hours devoted: 8 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Entity: central development office for the University Personal: Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-26 |
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