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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-20
MO RA APPROVED 2024-05-15
KS RA APPROVED 2023-02-22
  • TX RA
    APPROVED_RES
    Since 2025-01-20
  • MO RA
    APPROVED
    Since 2024-05-15
  • KS RA
    APPROVED
    Since 2023-02-22

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chesterfield MO 08/2022 Present
Massmutual Life Insurance Company Chesterfield MO 05/2022 Present
University Of Missouri Columbia MO 08/2018 06/2022
Lees Summit West Highschool Lees Summit MO 08/2014 08/2018
  • 08/2022 → Present
    Chesterfield, MO
  • 05/2022 → Present
    Massmutual Life Insurance Company
    Chesterfield, MO
  • 08/2018 → 06/2022
    University Of Missouri
    Columbia, MO
  • 08/2014 → 08/2018
    Lees Summit West Highschool
    Lees Summit, MO
Other Businesses

NAME: CHASE CHICK INV REL: N ADD: @ RESIDENTIAL ADDRESS NATURE: FOOD DELIVERY POSITION: DOOR DASHER START DATE: 03/20/2023 No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PICK UP AND DROP OFF FOOD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Chase Chick

View on SEC IAPD

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