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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
TX RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08
  • TX RA
    APPROVED
    Since 2021-12-08

Branch Locations

10 West Illinois Street Suit 120, St. Charles, IL 60174 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-11-18
  • IL RA
    APPROVED
    Since 2020-11-18

Branch Locations

10 W Illinois St # 120, St. Charles, IL 60174 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. Charles IL 10/2011 Present
Highpoint Advisor Group, Llc (Dba: Onpath Financial, Llc) St Charles IL 10/2013 Present
  • 10/2011 → Present
    St. Charles, IL
  • 10/2013 → Present
    Highpoint Advisor Group, Llc (Dba: Onpath Financial, Llc)
    St Charles, IL
Previous Registrations
  • 2013-11-12 → 2021-12-31
    Highpoint Planning Partners
    St. Charles, IL
    Downers Grove, IL
    St. Charles, IL
  • 2007-03-12 → 2007-07-27
    Country Trust Bank
    Elgin, IL
Other Businesses

1) 10/17/2011 - David Kujawa Agency, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - I Agent - Sale of fixed inurance products. 2) 07/29/2014 * HighPoint Advisor Group, LLC * Registered Investment Advisor DBA * OnPath Financial, LLC * inv rel * at reported business location(s) * It will not be normal and customary, but will offer if circumstances dictate. Normal operation will be fee based as percentage of assets. * time spent 65% 3) 07/29/2014 * HighPoint Advisor Group, LLC * Registered Investment Advisor Hybrid * inv rel* 100 Illinois St. Ste 201. St Charles, IL 60174 * It will not be normal and customary, but will offer if circumstances dictate. Normal operation will be fee based as percentage of assets. * start 07/15/2014 * 80 hrs/mo; 40 hrs during secs trdg hrs. 4) 8/16/2018 - OnPath Private Client - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/13/2018 - 2 Hours Per Month/1 Hour During Securities Trading. 5) 04/27/2022 - OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2020 - 10 Hours Per Month/10 Hour During Securities Trading. 6) 01/24/2024 - No Business name - Non-Inv related - Elgin, IL - Other - Collectibles - Watches - Started: 11/20/2023 - 10 Hrs/Mo; 0 Hr During trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2006-09-23
  • S65 Uniform Investment Adviser Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-23
Designations
Other Names
  • David Mitchell Kujawa

View on SEC IAPD

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