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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
| TX | RA | APPROVED | 2021-12-08 |
Branch Locations
10 West Illinois Street Suit 120, St. Charles, IL 60174 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-11-18 |
Branch Locations
10 W Illinois St # 120, St. Charles, IL 60174 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Charles | IL | 10/2011 | Present |
| Highpoint Advisor Group, Llc (Dba: Onpath Financial, Llc) | St Charles | IL | 10/2013 | Present |
1) 10/17/2011 - David Kujawa Agency, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - I Agent - Sale of fixed inurance products. 2) 07/29/2014 * HighPoint Advisor Group, LLC * Registered Investment Advisor DBA * OnPath Financial, LLC * inv rel * at reported business location(s) * It will not be normal and customary, but will offer if circumstances dictate. Normal operation will be fee based as percentage of assets. * time spent 65% 3) 07/29/2014 * HighPoint Advisor Group, LLC * Registered Investment Advisor Hybrid * inv rel* 100 Illinois St. Ste 201. St Charles, IL 60174 * It will not be normal and customary, but will offer if circumstances dictate. Normal operation will be fee based as percentage of assets. * start 07/15/2014 * 80 hrs/mo; 40 hrs during secs trdg hrs. 4) 8/16/2018 - OnPath Private Client - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/13/2018 - 2 Hours Per Month/1 Hour During Securities Trading. 5) 04/27/2022 - OnPath Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2020 - 10 Hours Per Month/10 Hour During Securities Trading. 6) 01/24/2024 - No Business name - Non-Inv related - Elgin, IL - Other - Collectibles - Watches - Started: 11/20/2023 - 10 Hrs/Mo; 0 Hr During trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-23 |
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