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Sarah Jean Morgan

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-30
  • MN RA
    APPROVED
    Since 2026-01-30

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Heurung Minneapolis MN 06/2022 08/2023
University Of Minnesota Crookston Crookston MN 02/2017 06/2022
North Dakota State University Fargo ND 03/2013 02/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2023 07/2025
Northwestern Mutual Investment Services Llc Minneapolis MN 08/2023 07/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2024 07/2025
Focus Financial Network Inc. Minneapolis MN 07/2025 Present
Osaic Wealth Inc. Minneapolis MN 07/2025 Present
  • 06/2022 → 08/2023
    Mark Heurung
    Minneapolis, MN
  • 02/2017 → 06/2022
    University Of Minnesota Crookston
    Crookston, MN
  • 03/2013 → 02/2017
    North Dakota State University
    Fargo, ND
  • 08/2023 → 07/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 07/2025
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 05/2024 → 07/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2025 → Present
    Focus Financial Network Inc.
    Minneapolis, MN
  • 07/2025 → Present
    Osaic Wealth Inc.
    Minneapolis, MN
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. FOCUS FINANCIAL NETWORK INC POSITION: Insurance Agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/28/2025 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Sales and service of insurance products including life, long-term care, annuities. 3. Osaic Wealth Inc POSITION: Registered Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 START DATE: 07/2025 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Provide client service tasks such as reviewing client files to prepare meeting agenda and assist other advisors with tasks. 4. FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2026 ADDRESS: 43 Main Street SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Meeting with clients, preparing financial plans, recommending investment strategies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2023-10-30
  • S65 Uniform Investment Adviser Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2023-10-30
Other Names
  • Sarah Jean Rauen
  • Sarah Rauen
  • Sarah Morgan
  • Sarah Morgan

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