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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06

Branch Locations

5111 Mission Center Rd, Floor 02, San Diego, CA 92108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palmdale CA 06/2022 Present
J.P. Morgan Securities Llc Palmdale CA 06/2022 Present
Alameda Mortgage Corporation Palmdale CA 04/2018 05/2022
Royal Mortgage Solutions Palmdale CA 12/2016 04/2018
Ncwc Dealer Services Inc Van Nuys CA 03/2013 07/2017
  • 06/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Palmdale, CA
  • 06/2022 → Present
    Palmdale, CA
  • 04/2018 → 05/2022
    Alameda Mortgage Corporation
    Palmdale, CA
  • 12/2016 → 04/2018
    Royal Mortgage Solutions
    Palmdale, CA
  • 03/2013 → 07/2017
    Ncwc Dealer Services Inc
    Van Nuys, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
S63 Uniform Securities Agent State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2024-11-04
  • S63 Uniform Securities Agent State Law Examination
    2022-08-22
Other Names
  • Adolfo Valencia

View on SEC IAPD

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