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Michael Anastasia

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-30
  • OH RA
    APPROVED
    Since 2025-04-30

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike's Carwash Cincinnati OH 06/2016 10/2016
Run Jump N Play Blue Ash OH 05/2017 01/2020
Amazon Monroe OH 06/2020 06/2020
Federal Express Lebanon OH 07/2020 01/2021
Loki Nets Knoxville TN 05/2021 08/2021
Matic Insurance Columbus OH 12/2021 01/2022
Ubs Financial Services Kenwood OH 06/2022 Present
Saint Xavier High School Cincinnati OH 08/2014 05/2018
Miami University Oxford OH 08/2018 05/2022
  • 06/2016 → 10/2016
    Mike's Carwash
    Cincinnati, OH
  • 05/2017 → 01/2020
    Run Jump N Play
    Blue Ash, OH
  • 06/2020 → 06/2020
    Amazon
    Monroe, OH
  • 07/2020 → 01/2021
    Federal Express
    Lebanon, OH
  • 05/2021 → 08/2021
    Loki Nets
    Knoxville, TN
  • 12/2021 → 01/2022
    Matic Insurance
    Columbus, OH
  • 06/2022 → Present
    Ubs Financial Services
    Kenwood, OH
  • 08/2014 → 05/2018
    Saint Xavier High School
    Cincinnati, OH
  • 08/2018 → 05/2022
    Miami University
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

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